Viewing a Recorded Comparison and Justification Note on a Single Product

In this guide, you will learn how to view your recorded comparison and justification note at the product level. You will also learn view a saved comparison and suitability assessment at the client level. 

Viewing a Recorded Comparison & Justification Note at the Product Level 

Process:

1. To view your recorded comparison, select the Comparisons tab followed by the Compliance tab.
2. Within the Compliance tab you will see all recent and historical comparisons.
3. You can either search for a specific comparison or click on the desired comparison.
4. Here you will be able to see the date the comparison was completed. Since this is a Read Only view, where no modifications can be made, this would be your time-stamped evidence of your comparison being completed. 
5. To view your notes within question one and the selection made in question two, scroll to the top of the screen and click on the Suitability tab. 

Viewing a Saved Comparison and Suitability Assessment on Client Level 

Process:

1. To locate a saved comparison and suitability assessment on a client-level, begin by selecting the Assigned subtab under the Comparisons tab. Here you may search by client name to pull all comparisons linked to a client.  
2. Proceed by clicking on your desired comparison. 
3. On this screen you may scroll to the bottom to view the completed comparison of your fund.
4. By scrolling back up to the top and selecting the Suitability tab, we can then view the saved pre-trade disclosures.