Restricted List

Created by ACPI Head Office, Modified on Thu, 4 Sep at 1:14 PM by Cathy Yang Yang

Below is a sample:


Issuer Name

Ticker Symbol

Exchange

Effective Date and Time

Status

Reasons

Compliance Personnel

Apple Inc.

AAPL

NASDAQ

2025-05-01 9:00

Active

Underwriting

Cathy Yang

Tesla Inc.

TSLA

NASDAQ

2025-06-20 10:45

Removed

Completion of agreement

Cathy Yang

Tesla Inc.

TSLA

NASDAQ

2025-03-20 10:45

Addition

Advisory

Cathy Yang

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